Webinar

CPE | The 2026 TPRM Playbook: Mastering SEC Disclosure & Third-Party TransparencyAgéndalo en tu calendario habitual ¡en tu horario!

Miércoles, 20 de mayo de 2026, de 11.00 a 12.00 hs Horario de Ohio (US)
Webinar en inglés

Earn 1.5 CPE Credits on this webinar As the SEC’s Division of Examinations prioritizes vendor oversight in its 2026 agenda, public companies and financial institutions face a high stakes environment where a vendor’s breach is legally and financially their own. This webinar provides a roadmap for navigating the 2026 SEC disclosure landscape. We will move beyond the theory of the "4-day reporting window" to the reality of Item 1.05 of Form 8-K automation, the intensified requirements of the Amended Regulation S-P (effective June 2026 for smaller firms), and the growing "N-th party" visibility gap. We will also address how to maintain "audit-ready" documentation that proves active Board oversight as mandated by Item 106 of Regulation S-K. Key Discussion Points: • The "Materiality" Clock: How to synchronize CISO, Legal, and Third-Party teams to determine and disclose vendor-originated incidents within the 4-day SEC window. • Regulation S-P Compliance: Preparing for the June 2026 deadline for smaller entities, including mandatory 30- day customer notification and vendor contract re-papering. • AI & The Supply Chain: Evaluating "Agentic AI" risks in your vendor stack and meeting 2026 expectations for algorithmic transparency. • The Board’s New Dashboard: Bridging the gap between technical risk data and the "governance-level" reporting the SEC expects to see in annual 10-K filings. • Beyond Federal Rules: Managing the "Patchwork Challenge"—using TPRM to satisfy California (SB 253) and EU (CSRD) requirements even as federal climate rules remain in flux.

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